Compliance Officer wanted immediately: APPLY HERE

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Compliance Officer wanted immediately: APPLY HERE

Vacancy Details

Employer: Tenacity Financial Services (Pty) Ltd
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Develop and review the legislative universe applicable to Tenacity’s business.

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Contribute to the implementation of new legislation and developments in the regulatory environment and advise business of the implications thereof.

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Apply for and renew all regulatory licences.

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Develop and implement an effective compliance risk management plan to identify, assess and manage compliance risk and reputation across the legislative universe.

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Develop and execute a monitoring plan to ensure implementation of internal controls, processes and practices and document the effectiveness thereof.

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Proactively monitor on the internal controls, processes and practices to identify the effectiveness thereof.

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Execute compliance violation plan to take remedial action.

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Effectively communicate and collate internal risk registers within agreed time frames to group audit committee and executive management on compliance related issues and recommend remedial actions.

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Prepare and/or facilitate and submit regulatory compliance reports.

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Collaborate with internal and external auditors when required.

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Build relationships with and collaborate with PEPKOR group compliance when required.

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Provide advice and guidance to business regarding compliance matters in general.

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Create awareness of compliance requirements and risk, by devising training material and provide training on compliance related issues.

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Make recommendations to improve client service and fair treatment of clients.

Candidate Requirements
Key Competencies:

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Excellent communication skills (verbal & written)

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Problem solving skills

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Strong attention to detail

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Demonstrate strong ability to lead and influence people

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Analytical ability as well as strong project management skills

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Integrity and professional ethics

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Working towards tight deadlines while coping with pressure

Self-starter with proven initiative.

Essential Qualifications and Experience

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Law degree or relevant tertiary qualification

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Certificate in Compliance Management (advantageous)

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Minimum 3 – 5 years’ experience as Compliance Officer within the Financial Sector with a working knowledge, understanding and application of NCA, POPI, FAIS and FICA

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Proficient in MS Office (MS Word; PowerPoint; Excel and Outlook)

This position reports to: General Manager: Legal and Compliance

Apply before Friday, May 31, 2019 – 17 Days left
Companies may expire jobs at their own discretion.
If you have not received a response within two weeks, your application was most likely unsuccessful.

Apply Now

Source: Careers24

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