Investments Compliance Officer urgently wanted: Salary R37 500 to R70 833 Per Month


Investments Compliance Officer urgently wanted: Salary R37 500 to R70 833 Per Month

Vacancy Details

Employer: Network Finance Professional / Prudential

Job & Company Description:

An exciting career opportunity for a Compliance Officer within one of the Investment portfolios. If you have been a Specialist in the Investment space (e.g. Fund Manager / Portfolio Manager, etc.) and thinking of diversifying your career into Compliance, this could be the ideal opportunity. The client is open for an individual with vast investment experience, with little/no compliance experience.


A relevant degree (BCom with specialization in finance or investments, or BCom Law, or LLB with relevant compliance experience)

And/or a compliance qualification(s) will compliment your profile

An Honours, MBA, CFA, or Post Graduate Diploma in Compliance will be an added advantage

Job Experience & Skills Required:

In-depth knowledge of Investment Securities/Investment Markets

3 – 5 years relevant compliance/risk management experience, in terms of the interpretation and application of prescribed investment limitations in the following areas:

– Retirement Fund environment (Pension Funds Act –; Reg28)

– Collective Investment Schemes environment (CISCA –; BN90)

– ASISA Codes, Standards and Guidelines

– Medical Schemes Act ; Reg30

– LISP environment

– Asset Management environment

If you have not had any response in two weeks, please consider the vacancy application unsuccessful. Your profile will be kept on our database for any other suitable roles / positions.

For more information contact:

Corné Booysen

Senior International Consultant: Audit, Risk and Compliance

Apply before Tuesday, April 30, 2019 – 6 Days left
Companies may expire jobs at their own discretion.
If you have not received a response within two weeks, your application was most likely unsuccessful.

Apply Now

Source: Careers24

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